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Instant-runoff voting

Instant-runoff voting (IRV), also known as ranked-choice voting (RCV), preferential voting (PV), or the alternative vote (AV), is a multi-round elimination rule where the loser of each round is determined by first-past-the-post voting. In academic contexts, the system is generally called instant-runoff voting to avoid conflating it with other methods of ranked voting in general.

IRV is counted in steps. In each step, IRV looks up every ballot’s top uneliminated candidate, then eliminates the candidate with the fewest top rankings. This continues until only one candidate is left, at which point they are declared the winner. IRV falls into the plurality-with-elimination family of voting rules, alongside first-past-the-post and two-round or primary systems (whether partisan or nonpartisan). It can be contrasted with the rated and majority-rule methods of holding elections.

IRV has found some use in national elections in several countries, predominantly in the Anglosphere, having been spread by British barristers such as Thomas Hare and Henry Richmond Droop in the 19th century. It is used to elect members of the Australian House of Representatives[1] and the National Parliament of Papua New Guinea[2] along with the figurehead presidents of India and of Ireland.[3] It has recently gained substantial popularity in the United States and in Canada, after substantial promotion by advocacy groups like FairVote.

Despite this, the system has had a mixed reception among political scientists and social choice theorists.[4][5] Political scientists have found that misunderstandings of ranked ballots cause ballots to be rejected roughly 10 times more often than in first-past-the-post races,[6][6] meaning the system may not decrease the overall number of wasted votes relative to first-past-the-post;[7][6][2] research has also identified high rates of exhausted ballots (i.e. incomplete, often partly-spoiled ballots), which occur often enough to potentially decide the outcome in most competitive elections.[8] Research has found IRV causes lower confidence in and satisfaction with election results[9][10][11] and does not substantially increase minority representation,[12] voter turnout,[4] or long-run electoral competition.[4][12]

Research on the rule by social choice theorists dates back to the field's inception, with its inventor (the Marquis de Condorcet) being the first to show it could eliminate majority-preferred candidates. Since then, IRV has been shown to suffer from several mathematical pathologies not shared by other voting rules (see below), leading some to question its use.[13][14] These include favoring extreme candidates[15][16][17] and discouraging moderates from running;[18] eliminating candidates who receive "too many" votes;[19] violating the majority-rule principle;[12][20] and spoiling election results at a relatively high rate.[21][22]

Advocates have responded by arguing these properties are either intentional or unimportant, as voting rules should encourage candidates to focus on building a strong appeal to their core supporters, rather than compromising to build broad appeal with a majority of voters.[23] They note that IRV eliminates some kinds of spoiler effects seen in first-past-the-post and argue that it is resistant to strategic voting. Others have claimed instant-runoff is simpler and easier to understand than majority-rule methods of voting, and its similarity to primary elections makes it familiar and easy to pass, although opponents have noted a high rate of repeals for the system.[10]

  1. ^ "Australian Electoral Commission". Aec.gov.au. 23 April 2014. Retrieved 30 April 2014.
  2. ^ a b "Understanding the Limited Preferential Voting system – EMTV Online". 10 April 2017. Retrieved 18 February 2021.
  3. ^ "Ireland Constitution, Article 12(2.3)". International Constitutional Law. 1995. Retrieved 15 February 2008.
  4. ^ a b c Drutman, Lee; Strano, Maresa (10 November 2021). "What We Know About Ranked-Choice Voting". New America. Retrieved 28 February 2023.
  5. ^ Drutman, Lee (18 September 2023). "How I updated my views on ranked choice voting". Undercurrent Events. Retrieved 2 September 2024.
  6. ^ a b c Pettigrew, Stephen; Radley, Dylan (2023). "Ballot Marking Errors in Ranked-Choice Voting". SSRN Electronic Journal. doi:10.2139/ssrn.4670677. ISSN 1556-5068.
  7. ^ Endersby, James W.; Towle, Michael J. (1 March 2014). "Making wasted votes count: Turnout, transfers, and preferential voting in practice". Electoral Studies. 33: 144–152. doi:10.1016/j.electstud.2013.07.001. ISSN 0261-3794.
  8. ^ Graham-Squire, Adam; McCune, David (6 March 2023). "An Examination of Ranked Choice Voting in the United States, 2004-2022". arXiv:2301.12075 [econ.GN].
  9. ^ "The Effect of Ranked-Choice Voting in Maine | MIT Election Lab". electionlab.mit.edu. Retrieved 2 September 2024.
  10. ^ a b Cerrone, Joseph; McClintock, Cynthia (August 2023). "Come-from-behind victories under ranked-choice voting and runoff: The impact on voter satisfaction". Politics & Policy. 51 (4): 569–587. doi:10.1111/polp.12544. ISSN 1555-5623.
  11. ^ Nielson, Lindsay (August 2017). "Ranked Choice Voting and Attitudes toward Democracy in the United States: Results from a Survey Experiment". Politics & Policy. 45 (4): 535–570. doi:10.1111/polp.12212. ISSN 1555-5623.
  12. ^ a b c "The Short-Term Impact of Ranked-Choice Voting on Candidate Entry and Descriptive Representation". New America. Retrieved 2 September 2024.
  13. ^ Nurmi, Hannu (December 1996). "It's not just the lack of monotonicity1". Representation. 34 (1): 48–52. doi:10.1080/00344899608522986. ISSN 0034-4893.
  14. ^ Atkinson, Nathan; Ganz, Scott C. (30 October 2022). "The flaw in ranked-choice voting: rewarding extremists". The Hill. Retrieved 14 May 2023. However, ranked-choice voting makes it more difficult to elect moderate candidates when the electorate is polarized. For example, in a three-person race, the moderate candidate may be preferred by a majority of voters to each of the more extreme candidates. However, voters with far-left and far-right views will rank the candidate in second place rather than in first place. Since ranked-choice voting counts only the number of first-choice votes (among the remaining candidates), the moderate candidate would be eliminated in the first round, leaving one of the extreme candidates to be declared the winner.
  15. ^ McGann, Anthony J.; Koetzle, William; Grofman, Bernard (2002). "How an Ideologically Concentrated Minority Can Trump a Dispersed Majority: Nonmedian Voter Results for Plurality, Run-off, and Sequential Elimination Elections". American Journal of Political Science. 46 (1): 134–147. doi:10.2307/3088418. ISSN 0092-5853. JSTOR 3088418. As with simple plurality elections, it is apparent the outcome will be highly sensitive to the distribution of candidates.
  16. ^ Merrill, Samuel (1985). "A statistical model for Condorcet efficiency based on simulation under spatial model assumptions". Public Choice. 47 (2): 389–403. doi:10.1007/bf00127534. ISSN 0048-5829. the 'squeeze effect' that tends to reduce Condorcet efficiency if the relative dispersion (RD) of candidates is low. This effect is particularly strong for the plurality, runoff, and Hare systems, for which the garnering of first-place votes in a large field is essential to winning
  17. ^ Merrill, Samuel (1984). "A Comparison of Efficiency of Multicandidate Electoral Systems". American Journal of Political Science. 28 (1): 23–48. doi:10.2307/2110786. ISSN 0092-5853. JSTOR 2110786. However, squeezed by surrounding opponents, a centrist candidate may receive few first-place votes and be eliminated under Hare.
  18. ^ Robinette, Robbie (1 September 2023). "Implications of strategic position choices by candidates". Constitutional Political Economy. 34 (3): 445–457. doi:10.1007/s10602-022-09378-6. ISSN 1572-9966.
  19. ^ Doron, Gideon; Kronick, Richard (1977). "Single Transferrable Vote: An Example of a Perverse Social Choice Function". American Journal of Political Science. 21 (2): 303–311. doi:10.2307/2110496. ISSN 0092-5853.
  20. ^ Nanson, E. J. (1882). "Methods of election: Ware's Method". Transactions and Proceedings of the Royal Society of Victoria. 17: 206. The method was, however, mentioned by Condorcet, but only to be condemned.
  21. ^ Campbell, D.E.; Kelly, J.S. (2000). "A simple characterization of majority rule". Economic Theory. 15 (3): 689–700. doi:10.1007/s001990050318. JSTOR 25055296. S2CID 122290254.
  22. ^ McGann, Anthony J.; Koetzle, William; Grofman, Bernard (2002). "How an Ideologically Concentrated Minority Can Trump a Dispersed Majority: Nonmedian Voter Results for Plurality, Run-off, and Sequential Elimination Elections". American Journal of Political Science. 46 (1): 134–147. doi:10.2307/3088418. ISSN 0092-5853. JSTOR 3088418. As with simple plurality elections, it is apparent the outcome will be highly sensitive to the distribution of candidates.
  23. ^ Hyman, Ross; Otis, Deb; Allen, Seamus; Dennis, Greg (September 2024). "A Majority Rule Philosophy for Instant Runoff Voting". Constitutional Political Economy. 35 (3): 425–436. doi:10.1007/s10602-024-09442-3. ISSN 1043-4062.

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